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A3.2. PCI DSS Scope Documentation and Validation

Continuously identify and validate all system components within the cardholder data environment (CDE) to maintain accurate PCI DSS scope.

https://WithPCI.com
10
Sub-requirements
16
Test Points
Moderate (2.8)
Implementation Difficulty

Control Types

Governance
Process
Documentation
Technical
Governance: 1
Process: 8
Documentation: 3
Technical: 3

Key Risks

Shadow IT systems bypassing controls
Misconfigured cloud assets in scope
Inadequate network segmentation evidence
Third-party system visibility gaps

Frequently Asked Questions

How often must scope validation occur for DESV entities?

**Quarterly** automated discovery scans + **annual** comprehensive validation. Use tools like AWS Config and Azure Purview with PCI-specific rulesets.

What evidence validates network segmentation effectiveness?

Required: 1) Semi-annual penetration test reports, 2) Flow diagram showing CDE boundaries, 3) IDS/IPS logs demonstrating blocked crossover attempts. Cloud environments require security group analysis.

How are ephemeral cloud resources tracked in scope?

Implement: 1) AWS CloudTrail + Lambda for auto-tagging, 2) Azure Policy enforcement for PCI scope, 3) ServiceNow CMDB integration. Maintain 90-day historical records of all provisioned resources.

What documentation demonstrates third-party scope management?

Maintain: 1) CSA STAR reports for critical vendors, 2) API traffic maps showing data flows, 3) Quarterly access reviews of MSP portals. Use tools like BitSight for continuous monitoring.

How is scope reduction validated under A3.2?

Through: 1) Semi-annual segmentation checks using nmap, 2) Tokenization audits verifying PAN absence, 3) Data flow analysis with tools like WireShark. Document all scope changes in risk register.

Common QSA Questions

Show automated discovery scan results from last quarter?

Qualys scan reports (03/2025) identify 2,345 in-scope assets. Remediation: 1) 5 rogue EC2 instances contained, 2) 12 legacy systems segmented. Evidence includes AWS Config rules and ServiceNow tickets.

Demonstrate serverless function inclusion in CDE scope?

Lambda functions tagged 'PCI=TRUE' with: 1) VPC isolation, 2) X-Ray tracing enabled, 3) Code signing via AWS Signer. CloudFormation templates enforce PCI tagging at deployment.

Provide evidence of third-party scope validation?

We maintain: 1) Tokenization provider's SOC 2 Type II report, 2) Payment gateway's ASV scan compliance, 3) Quarterly vendor questionnaires. Last pen test simulated MSP compromise scenario.

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